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(Solved): Susan Chin, CFP, just got off a plane from Vancouver. She feels that this has really been her luc ...



Susan Chin, CFP, just got off a plane from Vancouver. She feels that this has really been her lucky day – first, she was bumped into first class for the trip, and then she recognized the two passengers sitting in front of her were the CFOs of two of Canada’s leading software companies. During the course of the flight, she overheard comments about a third firm, pcObjects Inc., which they were planning on taking over at a fairly substantial premium to current market value. She immediately phoned three of her biggest clients, telling them the news and suggested that they take on substantial call option positions in pcObjects. Is Susan in violation of any of the Principles found in the FPSC Code? Explain, and if so, identify which violations have occurred. Please answer how Susan violated the Principles with explanations.



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